Neuroscience & Law

What do emerging questions of the capacity for agency, bias, and identity in the human brain mean for the balance of America’s justice system?

Laws serve as a system of accountability, which inherently relies on the assumption that individuals are responsible for their actions. However, growing skepticism about free will—fueled by advancements in neuroscience—complicates this framework by challenging the long-standing assumptions about accountability that have shaped legal systems for centuries.

In recent decades, and especially now, neuroscience has challenged and enhanced the criminal-legal system; such changes take root in the fundamental question of human agency and whether it is biologically grounded.

Learn more about specific issues below:

FREE WILL

How can we interpret the scientific findings that contradict it?

Robert Sapolsky: Questions About Free Will That Undermine the Prison System as We Know it

Determinism, or the doubt of free will, operates on the idea that all conscious decisions are manipulated by biological (genetic, neuroscientific, hormonal) and social factors, rather than a truly rational agent.

Robert Sapolsky, a renowned biologist at Stanford University, is one of the biggest names in the free will question. His book ‘Determined’ has shaken the field with its scientific breakdown of human behavior and all of its predeterminants. 

Read the full Brein in Actie article for more info

The question of agency is a direct threat to the fundamental assumptions of the justice system. If the people around us may not be in control of their own actions, how much does blame really make sense? Determinism, therefore, completely disrupts accountability, forcing our attention to the existential question of justice and how it is interpreted in the law.  

The court already acknowledges the ambiguity of free will and the potential of diminished responsibility, like these examples:

George Zimmerman

Zimmerman was found not guilty after killing Trayvon Martin by reason of self defense. The jury controversially believed he truly had no choice in his actions.

John Hinckley Jr.

After Hinckley’s assassination attempt on Ronald Reagan, he was sent to a psychiatric institution as opposed to jail, by reason of the insanity defense; the jury believed he did understand his actions in the moment, and was therefore not responsible for them.

Miller v Alabama/

Jackson v Hobbs

Children and teenagers are unable to act as responsibly as adults, and therefore don’t hold the same amount of responsibility; in 2012, the Supreme Court made a joint ruling to ban life without parole for juveniles.

Sapolsky’s scientific reasoning is research-backed and difficult to refute. However, there are a many interpretations on varying levels of extremity:

Consider…

Is the evidence against free will compelling?

Can we be held responsible without free will? To what extent? 

The Insanity Defense

How does the system react to people diagnosed with an inability to reason?

The insanity defense allows a defendant to admit their actions without actually pleading guilty, due to mental illness. Despite centuries legal precedent, the insanity defense is repeatedly challenged and contradicted, in cases where the public feels defendants are wrongfully let off the hook. In fact, nowadays it is almost never successfully used at all.

Why is it so contentious? Here is one example.

Richard Rojas

With Richard Rojas, the insanity defense succeeded. In 2017 Rojas drove a car through Times Square, which killed a teenager and injured several other people. The jury cleared responsibility, citing that Rojas was “disturbed” and did not understand what he was doing at the time of action.

The family of the victim resented the verdict, while Rojas’s lawyer felt Rojas would finally get the humane treatment he deserved after being discharged from the navy. 

The verdict was largely based on testimonies from relatives and psychiatrists, who discussed a disembodied voice, “James,” that had commanded Rojas to do the act. 

Read the full CBS new story here

How far could the insanity defense extend?

Consider…

How objective are the diagnoses used in court? 

What matters more: intent of the perpetrator, or impact on the victim?

Can you hold somebody accountable for a medical device that changes their behavior? 

The Impulse Problem

Damage and underdevelopment in brain regions like the prefrontal cortex can tremendously impact behavior. What does this mean for responsibility?

We have looked at the insanity defense, targeting mental illnesses where people do not understand the right and wrong of their actions at the time. 

What about people who may understand the right and wrong, but lack control of the impulses of their actions? 

The Prefrontal Cortex: A Natural Crime Shield

The prefrontal cortex functions as the center of executive function, which includes planning, emotional management, problem solving, and impulse control. It controls moment-to-moment actions and forms human personality. Damage to this region can cause extreme personality changes, often resulting in child-like or underregulated behavior. Youth and adolescents do not have a fully developed PFC until around the age of 25, meaning they do not yet have full impulse control.

Damage or underdevelopment in the PFC is strongly correlated with crime.

But, since tests for “insanity” do not cover prefrontal damage, an alternative called the “Irresistible Impulse” (or “control”) test assesses behavioral control, providing an expanded insanity defense. However, this test is rarely used anymore since many believe existing insanity tests should be sufficient, and that this test counters the law’s vital assumption of free will.

There is also extreme difficulty in diagnosing how irresistible an impulse truly is. 

The struggle lies in where to draw the line of “insanity.”

Underdevelopment, brain damage: Enough to Acquit?

Take a look at these cases to see where impulse came into play.

Between a quarter and a third of the roughly 2,500 juveniles sentenced to life without parole in the years before the Miller ruling were convicted of felony murder (murders in which they were not direct the perpetrators).

Sentencing age peaks at 23. Accounting for trial time, the estimated peak age of offense is 22. 

Donta Page

Page’s brain (left) shows significantly less PFC activity than a normal brain (right). 

Consider…

How should we determine the age of responsibility? 

Should we prioritize behavioral evidence or concrete PFC development? 

BIAS

With the seemingly unavoidable presence of implicit bias, how do we adjust behavior to approach justice in the criminal-legal system?

One of the biggest threats to the “justice” of the criminal-legal system is the subconscious force of implicit bias; it is one of human psychology’s biggest threats to a functioning system of accountability. According to the results of Harvard’s Implicit Association Test for race, 68% of participants show automatic preference for European Americans over African Americans (with 24% in the “strong preference” category). Bias starts as a cognitive bug built in to evolution where humans favor members of their “in-group,” and is worsened by racially oppressive social environments that favor group separation and white supremacy.

The amygdala plays a key role in the wiring of bias, and reacts with an automatic threat response to members of a racial “out-group”. However, the prefrontal cortex is capable of mitigating this automatic response through conscious reasoning; the key is to be aware of the amygdala response, and learn how to correct it.

Assess your bias by taking an Implicit Association Test

Read more from MIT on the brain mechanisms of bias, and how to control it

The law only protects from explicit bias, operating on the assumption that discrimination is only done outwardly. However, bias below consciousness is a serious, hard to track problem that often puts lives in danger.

Most test-takers are implicitly biased towards European-Americans.

 

Most test-takers associate Black with weapons and white with neutral objects. This is thought to lead to wrongful assumptions that Black people are carrying weapons.

Responsibility for implicit bias is controversial; initial reactions may be involuntary, but responses to bias can be consciously controlled. Mitigating bias requires an awareness that it exists in the first place. 

Take an IAT here

Consider…

What does the commonality of racial bias mean for the criminal-legal system?  

How does individual vs institutional responsibility factor in?

TRAGIC ERROR

False accusations upend lives. How can neuroscience shed light on the mechanisms of these tragic slip-ups?

The criminal-legal system is based in trying to find those who are truly guilty, for the sake of justice. There have been thousands of exonerations for incarcerated people later found innocent in the past few decades, with likely thousands more still undiscovered; psychological manipulation (which takes advantage of youth, diminished rationality in a state of fear, and the malleability of memory by putting excessive pressure on the brain), is at play here.

How Do False Confessions Come About?

The law operates on the assumption that people will not confess to something they did not do. Therefore, confessions are taken as fact. According to Psychology Today, of the over 2,500 confirmed exonerations since 1989, 12% of the defendants had falsely confessed to their crime. With hundreds of false confessions is hardly a blip; there is something deeper going on in criminal proceedings that makes confession, whether true or false, feel like a good idea.

Inarguably, the temptation of a plea deal is strong. If a defendant believes they do not have a good chance in court, they can plead guilty for a lesser sentence, even if that plea is false. 

In many cases, defendants are rushed into a plea bargain through manipulative interrogation processes, particularly juveniles and adolescents. Techniques can involve feigning trust, creating false evidence, and creating sense of time running out. These are designed without psychological or biological research in mind, hoping to trap the guilty. However, in many cases of tragic error, they trap innocent people as well. 

Read more about “The Psychology of False Confessions” from Psychology Today

Interrogations seek to access long-term memories. The brain does not store these memories as sealed fact, as it is working with limited capacity. Additionally, the network of the frontal lobes, temporal lobes, and anterior thalamus, which all work together to create, store, and access long term memories, require healthy conditions including sleep, nourishment, and minimal stress to work correctly.

Read more about “How Should We Interrogate The Brain and the Impacts of High Pressure”

“Stressors, depending on their severity, chronicity and type, usually impair encoding of memories, disrupt consolidation of memory, and erode retrieval of memories (even of simple, straightforward, declarative and fact-based information).” - Shana O’Mara, D.Phil

False confessions have already impacted thousands, and continue to do so. Learn more below:

New York Times: “The Central Park Five: ‘We Were Just Baby Boys’”

Recommended viewing: “The Central Park Five”, (2012 Documentary) and “When They See Us” (Netflix series depiction)

Consider…

Should law enforcement/prosecution be held responsible for these errors? How much?

What are possible ways to mitigate coercion, (especially when racial bias or psychiatric disorders are involved)?

Is there an inevitable margin of error in the criminal-legal system? Is any amount of error “acceptable”?

NEUROIMAGING

Can emerging neuroscience capabilities help provide objective evidence?

Neuroimaging has the potential to bring objective science to the courtroom. But, how objective is it…

Interpretation of scientific data is just as important as the data itself; with conflicting expert opinions, it is quite difficult for judges and juries to understand information that should be objective. 

Consider…

When is neuroimaging solid evidence?

Is it ethical to hold someone responsible for something that has not yet happened?


Further Resources